Certified Securities Compliance Professional (CSCP) -
the only designation for both broker-dealers and investment advisers.

The National Society of Compliance Professionals (NSCP) certification program distinguishes individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices, lifelong learning, and professional development. Candidates that achieve the CSCP credential will have successfully demonstrated expertise of both broker-dealer and investment adviser compliance best practices, rules and regulations, and industry standards.

Credential Management System (CMS)

CMS is only available to NSCP’s certification candidates. This includes any candidate who has registered for or taken the CSCP exam through Pearson VUE. If you have not activated your CMS account, contact certification@nscp.org for an Account Recovery email. You must have a CMS account to progress along the CSCP certification track and to renew your CSCP credential.

CSCP Job Analysis

From September 12 through December 31, 2011, NSCP and Pearson VUE conducted a
Job Analysis Survey as a means of seeking input from compliance professionals to update the content of the CSCP exam.

The new CSCP test
specifications will be published
during the 2nd quarter of 2012.

CSCP Curriculum

Interested in the CSCP Program?

Don't forget to purchase a
12-month CSCP Curriculum
account to prepare for the exam.

New Account: $200
Renewal of Existing Account: $175

Click on the Curriculum
button to get started!