Certified Securities Compliance Professional (CSCP) -
the only designation for both broker-dealers and investment advisers.

The National Society of Compliance Professionals (NSCP) certification program distinguishes individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices, lifelong learning, and professional development. Candidates that achieve the CSCP credential will have successfully demonstrated expertise of both broker-dealer and investment adviser compliance best practices, rules and regulations, and industry standards.

CSCP Curriculum

Interested in the CSCP Program?

Don't forget to purchase a
12-month CSCP Curriculum
account to prepare for the exam.

New Account: $200
Renewal of Existing Account: $175

Click on the Curriculum
button to get started!