Certified Securities Compliance Professional (CSCP) -
the only designation for both broker-dealers and investment advisers.
The National Society of Compliance Professionals (NSCP) certification program distinguishes individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices, lifelong learning, and professional development. Candidates that achieve the CSCP credential will have successfully demonstrated expertise of both broker-dealer and investment adviser compliance best practices, rules and regulations, and industry standards.
Interested in the CSCP Program?
New Account: $200
Click on the Curriculum