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Congratulations on your decision to earn the Certified Securities Compliance Professional® (CSCP™) credential. The NSCP certification distinguishes individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices, lifelong learning, and professional development. Candidates that achieve the CSCP will have successfully demonstrated expertise of both broker-dealer and investment adviser compliance best practices, rules and regulations, and industry standards. This site outlines the design and content of the examination and guides candidates through the entire examination process from application through test taking. It is designed to answer candidate questions pertaining to the CSCP examination and CSCP credential and help them decide whether they meet the qualifications for candidacy. The materials included in the CSCP program reference NASD rules and interpretations. NSCP realizes that because of the consolidation of NASD and NYSE, all broker-dealers registered with NASD and/or NYSE prior to the consolidation will, in the future, be subject to the rules of FINRA. The CSCP is suitable for persons associated with all such broker-dealers.
NSCP
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