Certified Securities Compliance Professional (CSCP) -
the only designation for both broker-dealers and investment advisers.
The National Society of Compliance Professionals (NSCP) certification program distinguishes individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices, lifelong learning, and professional development. Candidates that achieve the CSCP credential will have successfully demonstrated expertise of both broker-dealer and investment adviser compliance best practices, rules and regulations, and industry standards.
Credential Management System (CMS) CMS is only available to NSCP’s certification candidates. This includes any candidate who has registered|scheduled an appointment for the CSCP exam or taken the CSCP exam. If you have not activated your CMS account, contact lnepi@nscp.org for an Account Recovery Email. You must have a CMS account to progress along the CSCP certification track and/or renew your CSCP credential. |
CSCP Job Analysis Survey On September 12, NSCP began seeking input from compliance professionals as a means to update the content of the CSCP exam. The survey is currently being conducted by Pearson VUE on behalf of NSCP. Survey recipients are encouraged to participate to help in this important initiative. Congratulations to ELLEN GILBERT as the random drawing winner of the Kindle DX, 3G. |
CSCP Curriculum Interested in the CSCP Program? New Account: $200 Click on the Curriculum button to get started! |